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Regulation NMS
Results: 1042

#	Item
721	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 11.3 to Allow for Sub-Penny Quoting in Certain Securities; Rel. No[removed], File No. SR-NSX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-02 16:35:35 Investment Finance United States securities law Financial regulation 73rd United States Congress Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Securities and Exchange Commission United States Securities and Exchange Commission Stock market Financial economics
722	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-22 09:58:46 Financial economics 73rd United States Congress Investment Finance Financial markets Securities Exchange Act Order Regulation NMS Form 144 United States Securities and Exchange Commission Stock market United States securities law
723	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-28 17:03:02 Investment Stock market New York Stock Exchange NASDAQ Order Regulation NMS NYSE Arca Securities Exchange Act Economy of the United States United States Securities and Exchange Commission Financial economics
724	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]August 17, 2006 Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-23 04:52:35 Investment Economy of the United States Stock market 73rd United States Congress United States securities law NASDAQ Philadelphia Stock Exchange Regulation NMS Securities Exchange Act United States Securities and Exchange Commission Financial economics Financial markets
725	Notice of Filing and Order Granting Temporary Effectiveness of Amendment to Plan Establishing Procedures under Rule 605 of Regulation NMS; Release No[removed], File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-24 10:32:02 Economy of the United States Financial economics Financial markets 73rd United States Congress United States Securities Exchange Act Regulation NMS Financial Industry Regulatory Authority U.S. Securities and Exchange Commission United States securities law Self-regulatory organizations United States Securities and Exchange Commission
726	Exhibit 5 to File No. SR-BYX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-09 14:27:09 United States Securities and Exchange Commission Order Market maker Financial markets Stock market Regulation NMS
727	Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a New Market Maker Peg Order Available to Exchange Market Makers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-11 13:30:22 Investment United States Securities and Exchange Commission Finance Mathematical finance Order Market maker Uptick rule Regulation NMS Securities Exchange Act Stock market Financial markets Financial economics
728	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-31 13:57:28 73rd United States Congress United States securities law Financial economics Regulation NMS NYSE Arca Securities Exchange Act Chicago Board Options Exchange New York Stock Exchange United States United States Securities and Exchange Commission Financial markets Economy of the United States
729	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-06 16:12:01 Economy of the United States Investment Financial markets Economy of New York City Regulation NMS Chicago Stock Exchange Securities Exchange Act Exchange-traded fund American Stock Exchange Self-regulatory organizations United States Securities and Exchange Commission Financial economics
730	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-22 13:24:23 73rd United States Congress Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Schedule TO Financial regulation Government Law United States Securities and Exchange Commission United States securities law SEC filings

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